Mark Richmond

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2024
  Securities America Inc
  Cincinnati, OH
• 02/2015 → 06/2024
  Securities America Advisors
  Cincinnati, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Beavercreek, OH

Previous Registrations

• 2015-02-27 → 2024-06-14
  Securities America Advisors, Inc.
  Cincinnati, OH
• 2013-09-20 → 2015-03-10
  Msi Financial Services, Inc.
  Cincinnati, OH
  Miamisburg, OH
• 2010-03-05 → 2013-09-23
  Edward Jones
  Springboro, OH
  St Louis, MO

Other Businesses

1. MALOSI MINISTRIES POSITION: Nominated for the Board of Directors NATURE: 501(c)(3) Charitable Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/28/2026 ADDRESS: 1008 Hidden Landing Trl, Apt B, Dayton OH 45430, United States DESCRIPTION: Provide oversight and guidance to the varioud ministries supported under the Malosi Ministries banner. Including Olohana Polynesian Dance (OPD), and Stillwaters Pastoral Care. Support volunteer activities at OPD events such as booth setup, preparing food and serving clients at OPD performances and public appearances. 2. MY PAHRUMP NV HOME POSITION: Owner of the property NATURE: Rental of single-family dwelling at 2211 Upland Ave, Pahrump, NV 89048 to my brother and his son. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 2211 Upland Ave, Pahrump NV 89048 DESCRIPTION: Personal family home rental to my brother and his son. I will be responsible for ensuring that the home is maintained in safe and habitable conditions. 3. RODRIGUEZ FINANCIAL STRATEGIES, LLC POSITION: Financial Advisor NATURE: Sales of fixed products such as life insurance, health insurance (includes dental and eye care), disability insurance, Long Term Care insurance, Fixed and Indexed Annuities.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/18/2024 ADDRESS: 4031 Colonel Glenn Hwy, Suite 107, Beavercreek OH 45431, United States DESCRIPTION: Present insurance products to mitigate specific risks and needs as documented in their financial plan or insurance needs assessment.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-02