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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-09
  • IL RA
    APPROVED
    Since 2026-04-09

Branch Locations

234 Waukegan Rd, Glenview, IL 60025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planning Dynamics, Inc Arlington Heights IL 04/2003 06/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2017 06/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 06/2025
Unemployed Arlington Heights IL 06/2025 04/2026
Lpl Financial Llc Glenview IL 04/2026 Present
  • 04/2003 → 06/2025
    Planning Dynamics, Inc
    Arlington Heights, IL
  • 07/2017 → 06/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → 06/2025
    Fairfield, IA
  • 06/2025 → 04/2026
    Unemployed
    Arlington Heights, IL
  • 04/2026 → Present
    Glenview, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-06
  • S66 Uniform Combined State Law Examination
    2019-05-06
Other Names
  • Helen Ftikas

View on SEC IAPD

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