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1200 Morris Turnpike Suite 3005, Short Hills, NJ 07078 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-05 |
| NJ | RA | APPROVED | 2010-03-23 |
Branch Locations
1200 Morris Turnpike Suite 3005, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Xpotential Inc. | Summit | NJ | 03/1999 | Present |
Phoenix Merchant Services. Not investment related. Brooklyn, New York. Merchant Services. Consultant. 2012 to present. About 2 hours/month outside business/trading hours. Monitor performance of the outsourced wholesale payment processor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-21 |
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