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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2016 | 08/2021 |
| Commonwealth Financial Network | Waltham | MA | 08/2021 | Present |
1. Fixed insurnace sales conducted under 'Gugino & Ryel Financial'. Investment related and conducted from branch location. 2. Owner, Gugino Wealth Management, Inc. a private entity established to facilitate securities, advisory, and insurance business; as of 2/01/2021; 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-03 |
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