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Thomas A. Starkey

Equitable Advisors, LLC

Arden Hills, MN

CRD 5089584

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-13
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

3820 Cleveland Ave Ne Suite 650, Arden Hills, MN 55112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2006 06/2020
Equitable Advisors, Llc New York NY 01/2006 Present
Other Businesses

As of 07/20/2015 Falcon Properties, LLC 3820 Cleveland Ave NE, Suite 650 Arden Hills, MN 55112.50% Owner, Chief Manager,This LLC is owner of my office space. My role is to oversee monthly operations.3hrs / Month 0 comp. Falcon Financial Group LLC, 50% owner/managing partner, 1/2013, 10 hours per month, 0 compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-01
  • S66 Uniform Combined State Law Examination
    2006-04-01
Other Names
  • Tom Alan Starkey

View on SEC IAPD

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