Best Investors Account Sign in
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-13
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

3820 Cleveland Ave Ne Suite 650, Arden Hills, MN 55112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2006 06/2020
Equitable Advisors, Llc New York NY 01/2006 Present
Other Businesses

As of 07/20/2015 Falcon Properties, LLC 3820 Cleveland Ave NE, Suite 650 Arden Hills, MN 55112.50% Owner, Chief Manager,This LLC is owner of my office space. My role is to oversee monthly operations.3hrs / Month 0 comp. Falcon Financial Group LLC, 50% owner/managing partner, 1/2013, 10 hours per month, 0 compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-01
  • S66 Uniform Combined State Law Examination
    2006-04-01
Other Names
  • Tom Alan Starkey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Arden Hills, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor