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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-10 |
| CA | RA | APPROVED | 2017-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na | Los Angeles | CA | 01/2010 | 01/2018 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2012 | Present |
| Jpmorgan Chase Bank, Na | Los Angeles | CA | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-16 |
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