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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
46 South Main Street Suite 5, Concord, NH 03301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 01/2007 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| Globe Wealth Management | Concord | NH | 01/2008 | 01/2022 |
| Globe Wealth Management, Llc, Dba Globe Wealth Management | Concord | NH | 01/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| K & B Realty, Llc, | Concord | NH | 04/2024 | Present |
| Blodgett Mountain, Llc | Concord | NH | 12/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, & LONG TERM CARE; 2. NAME OF OTHER BUSINESS: 46 S. MAIN ST CONDO ASS, INVESTMENT RELATED: NO, ADDRESS: 46 S. MAIN ST CONCORD NH 03301, NATURE OF BUSINESS: CONDO ASSOCIATION, START DATE: 6/2016, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, BRIEF DESCRIPTION OF DUTIES: REVIEW CONDO BY LAWS, ENFORCE BY LAWS AND WORK WITH MAINTENANCE; 3. NAME OF OTHER BUSINESS: GLOBE WEALTH MANAGEMENT, LLC DBA GLOBE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, START DATE: 01/2022, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: PARTNER, BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING /INVESTMENT PLANNING; 4. NAME OF OTHER BUSINESS: REAL ESTATE RENTAL, INVESTMENT RELATED: NO, ADDRESS: 46 S. MAIN ST CONCORD NH 03301, NATURE OF BUSINESS: RENTAL ASSOCIATION, START DATE: 2/2000, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: 50% OWNER, BRIEF DESCRIPTION OF DUTIES: COLLECT RENTS, MAINTAIN PROPERTY, PAY BILLS; 5. NAME OF OTHER BUSINESS: K & B REALTY, LLC, INVESTMENT RELATED: NO, ADDRESS: 46 S MAIN ST UNIT 5, CONCORD, NH 03301, NATURE OF BUSINESS: REAL ESTATE, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: CONDO FOR INVESTMENT MANAGEMENT FIRM; 6. NAME OF OTHER BUSINESS: K & B REALTY, LLC, INVESTMENT RELATED: NO, ADDRESS: 46 S MAIN STREET, SUITE 5B, NATURE OF BUSINESS: REAL ESTATE, START DATE:07/2024, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT RENTS AND TAKE CARE OF ANY ISSUES; 7. NAME OF OTHER BUSINESS: BLODGETT MOUNTAIN, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LLC, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: MEMBER MANAGER, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT PAYMENTS FROM LOGGING COMPANY, PAY BILLS, DISTRIBUTE ASSETS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-07 |
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