Gregory Joseph Wallace

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 10/2021
  Stifel, Nicolaus & Company, Incorporated
  Longview, TX
• 01/2015 → 05/2021
  Amegy Bank Of Texas
  The Woodlands, TX
• 10/2021 → Present
  Stifel, Nicolaus & Company, Incorporated
  Longview, TX

Other Businesses

1. Westminster United Methodist Church; 5801 San Felipe TX 77057; Church; Member of the Finance Subcommittee of the Leadership Committee; Voting on a committee to make decisions, assessing the financial operations of the church, occasionally opining on asset allocation decisions; 01/01/2024; 6.00hrs/month; Not during securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2021-09-23

Designations

• Chartered Financial Analyst