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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-10-13
  • KS RA
    APPROVED
    Since 2017-10-13

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

101 N Main, El Dorado, KS 67042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc El Dorado KS 02/2010 Present
Nvision Wealth Group, Llc (Formerly: Shadowstone Partners) El Dorado KS 07/2014 12/2017
Iht Wealth Management, Llc El Dorado KS 10/2017 Present
  • 02/2010 → Present
    Lpl Financial Llc
    El Dorado, KS
  • 07/2014 → 12/2017
    Nvision Wealth Group, Llc (Formerly: Shadowstone Partners)
    El Dorado, KS
  • 10/2017 → Present
    El Dorado, KS
Previous Registrations
Other Businesses

1. 12/20/2017 - IHT Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/12/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity in December 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 6/12/2020 - IHT Wealth Management LLC - DBA: (Hybrid) W Investments - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/01/2020 - 160 Hours Per Month During Securities Trading. 3. 10/03/2023 - GEN-X CAPITAL LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 10/01/2023 - 1 Hour Per Month/ 0 Hours During Trading 4. 10/13/2023 - W INVESTMENTS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/12/2020 - 120 Hours Per Month/ 80 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-11
  • S66 Uniform Combined State Law Examination
    2010-05-11
Other Names
  • Chris Sexton
  • J Christopher Sexton
  • James Sexton

View on SEC IAPD

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