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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-25 |
| GA | RA | APPROVED | 2021-07-21 |
Branch Locations
2503 Macy Dr, Roswell, GA 30076 • United States
165 Burke Street Ste 208, Stockbridge, GA 30281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Alpharetta | GA | 03/2010 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Roswell | FL | 06/2010 | 07/2021 |
| Newtown Group Inc | Roswell | GA | 01/2016 | Present |
| Indigo Financial | Alpharetta | GA | 03/2019 | Present |
| Lpl Financial, Llc | Alpharetta | GA | 07/2021 | Present |
1. 07/21/2021 - Newtown Group Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 05/04/2016 - Duties/financial responsibilities are of keeping records/books. 2. 8/30/2021 - indiGo Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2019 - 200 Hours Per Month During Securities Trading. 3. 10/31/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/14/2021 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-13 |
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