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Pang Houa Lee Wong

Morgan Stanley

Folsom, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-27
TX RA APPROVED 2026-02-27
  • CA RA
    APPROVED
    Since 2026-02-27
  • TX RA
    APPROVED
    Since 2026-02-27

Branch Locations

2365 Iron Point Road Suite 235, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Sacramento CA 03/2010 05/2020
J.P. Morgan Securities Llc Sacramento CA 10/2012 05/2020
Ubs Financial Services Inc Sacramento CA 05/2023 02/2026
Unemployed West Sacramento CA 05/2020 05/2023
Morgan Stanley Folsom CA 02/2026 Present
  • 03/2010 → 05/2020
    Jp Morgan Chase Bank
    Sacramento, CA
  • 10/2012 → 05/2020
    J.P. Morgan Securities Llc
    Sacramento, CA
  • 05/2023 → 02/2026
    Ubs Financial Services Inc
    Sacramento, CA
  • 05/2020 → 05/2023
    Unemployed
    West Sacramento, CA
  • 02/2026 → Present
    Morgan Stanley
    Folsom, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-28
S63 Uniform Securities Agent State Law Examination 2010-04-29
  • S66 Uniform Combined State Law Examination
    2024-07-28
  • S63 Uniform Securities Agent State Law Examination
    2010-04-29
Other Names
  • Pang H Lee
  • Alissa Wong
  • Pang Houa Leewong

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
MONETA VENTURES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
MATHEWS CAPITAL MANAGEMENT

Other Investors

Katie Louise Latour
Harold Kuk Rhee
Edwin Shanil Kumar
ERIKA PANDY
JOEL PATRICK DUCORE
GREGORY CURTIS JUNG
JAIME ELIZABETH BARRETTA
DWAINE HAROLD BAASCH

Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
WELLS FARGO CLEARING SERVICES, LLC · FOLSOM, CA

More in Folsom, CA

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