Sherman Peters Jones

Current Employers

Employment History

• 11/2009 → 09/2023
  World Financial Group, Inc
  Pleasanton, CA
• 04/2007 → 12/2021
  Oakland Fire Department
  Oakland, CA
• 09/2004 → Present
  Etux Enterprises Llc
  Turlock, CA
• 01/2012 → 09/2023
  Transamerica Financial Advisors, Inc
  Pleasanton, CA
• 12/2021 → Present
  Oakland Fire Department
  Oakland, CA
• 06/2023 → Present
  Shnoah Management
  Sheridan, WY
• 07/2023 → Present
  Batl Grounds
  Lincoln, CA
• 09/2023 → Present
  Summit Global Investments
  Bountiful, UT

Previous Registrations

• 2012-01-06 → 2023-09-11
  Transamerica Financial Advisors, Llc
  Pleasanton, CA
  Pleasanton, CA
• 2011-04-01 → 2012-01-06
  Investment Advisors International, Inc.
  Pleasanton, CA
  Pleasanton, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Oakland Fire Department / 1221-Present / Investment Related: No /150 Frank H. Ogawa Plaza 3rd floor, Oakland, CA 94612 /Lieutenant of Fire / Fire Service Lieutenant / Hrs. Work Monthly: 200 / Sec Trading Hrs: 8 / Plan, organize and direct the activities if station personnel; ensure operational readiness. Supervise, train, evaluate, and discipline station personnel, Mediate disputes among personnel. Complete required department documentation and records

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-01
• S63 Uniform Securities Agent State Law Examination
  2010-04-16