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Thomas Gary Bustamante

Bustamante Financial Planning

Santa Fe, NM

CRD 5747350

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Employer firm

Bustamante Financial Planning CRD 165175

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Bustamante Financial Planning

Santa Fe, NM • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2012-08-14
  • NM RA
    APPROVED
    Since 2012-08-14

Branch Locations

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Santa Fe NM 07/1979 Present
Wells Fargo Advisors Llc Santa Fe NM 01/2011 Present
Bustamante Financial Planning, Llc Santa Fe NM 06/2012 Present
  • 07/1979 → Present
    Wells Fargo Bank, N.A.
    Santa Fe, NM
  • 01/2011 → Present
    Wells Fargo Advisors Llc
    Santa Fe, NM
  • 06/2012 → Present
    Bustamante Financial Planning, Llc
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2010-06-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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