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Carol Giusti Parrish

Hightower Advisors, LLC

Bellevue, WA

Chicago, IL

CRD 5747287

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-23
  • WA RA
    APPROVED
    Since 2024-10-23

Branch Locations

10900 Ne 8Th Street Suite 1122, Bellevue, WA 98004 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Seattle WA 08/2013 01/2017
Principal Life Insurance Company Spokane WA 02/2015 01/2017
Walters Wealth Management Llc Bothell WA 06/2015 01/2017
Guardian Life Insurance Co Of America Bothell WA 09/2017 05/2019
Unemployed N/A WA 02/2017 08/2017
Park Avenue Securities, Llc Bothell WA 01/2018 05/2019
Guardian Life Insurance Kirkland WA 06/2019 02/2021
Park Avenue Securities Kirkland WA 06/2019 03/2021
Wcg Wealth Advisors, Llc Bothell WA 02/2021 11/2023
Hightower Advisors, Llc Bellevue WA 11/2023 Present
  • 08/2013 → 01/2017
    Princor Financial Services Corporation
    Seattle, WA
  • 02/2015 → 01/2017
    Principal Life Insurance Company
    Spokane, WA
  • 06/2015 → 01/2017
    Walters Wealth Management Llc
    Bothell, WA
  • 09/2017 → 05/2019
    Guardian Life Insurance Co Of America
    Bothell, WA
  • 02/2017 → 08/2017
    Unemployed
    N/A, WA
  • 01/2018 → 05/2019
    Bothell, WA
  • 06/2019 → 02/2021
    Guardian Life Insurance
    Kirkland, WA
  • 06/2019 → 03/2021
    Park Avenue Securities
    Kirkland, WA
  • 02/2021 → 11/2023
    Wcg Wealth Advisors, Llc
    Bothell, WA
  • 11/2023 → Present
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-27
  • S66 Uniform Combined State Law Examination
    2013-09-27
Other Names
  • Carol Giusti
  • Carol Giusti Parrish
  • Carol Parrish
  • Carol G Parrish

View on SEC IAPD

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