Best Investors Account Sign in

Peter Ashley Lim

Robert W. Baird & Co. Incorporated

Louisville, KY

Madisonville, KY

Claim This Profile
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-16
TX RA APPROVED_RES 2021-06-12
KY RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED_RES
    Since 2021-06-12
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

Louisville, KY • United States

233 E. Center St, Madisonville, KY 42431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Louisville KY 01/2010 08/2017
J.J.B. Hilliard W.L. Lyons Llc Louisville KY 08/2017 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
  • 01/2010 → 08/2017
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 08/2017 → Present
    J.J.B. Hilliard W.L. Lyons Llc
    Louisville, KY
  • 10/2019 → Present
    Robert W. Baird & Co. Incorporated
    Louisville, KY
Previous Registrations
  • 2010-04-27 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-26
  • S66 Uniform Combined State Law Examination
    2010-04-26

View on SEC IAPD

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor