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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
150 East Butterfield Road, Elmhurst, IL 60126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase | Chicago | IL | 07/2012 | 10/2016 |
| Ted Sangalis | Oak Brook | IL | 10/2016 | 12/2016 |
| Ted Sangalis | Oak Brook | IL | 12/2016 | 01/2025 |
| Northwestern Mutual Investment Services Llc | Oak Brook | IL | 12/2016 | 01/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 01/2025 |
| Lpl Financial Llc | Elmhurst | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investment and Insurance Agency- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/26/2024- 40 Hours Per Month- 40 Hours During Trading 2. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/24/2023- 40 Hours Per Month- 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-29 |
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