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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-07-31 |
| TX | RA | APPROVED | 2024-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jj B Hilliard Wl Lyons Llc | Louisville | KY | 09/2013 | 10/2018 |
| Jjb Hilliard Wl Lyons Llc | Bowling Green | KY | 10/2018 | 07/2024 |
| Robert W. Baird & Co. Incorporated | Bowling Green | KY | 10/2019 | 07/2024 |
| Stifel, Nicolaus & Company, Incorporated | Bowling Green | KY | 07/2024 | Present |
1. DJA Holdings, LLC; 5369 Amber Creek Ln. Bowling Green, KY 42101; A holding company to invest in private security transactions; Owner/Partner; Assist in identification of potential private companies to invest; 06/26/2026; 5 hours/month; Not During Securities Trading Hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-28 |
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