Matthew Christopher Woodward

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2022
  Adviceperiod, Llc
  Los Angeles, CA
• 03/2022 → Present
  Mariner Wealth Advisors
  Los Angeles, CA

Previous Registrations

• 2016-04-18 → 2022-03-30
  Adviceperiod, Llc
  Los Angeles, CA
• 2015-05-06 → 2016-03-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glendale, CA
  Glendale, CA
  Santa Clarita, CA
  Glendale, CA
  Burbank, CA
• 2011-08-08 → 2015-04-28
  Western International Securities, Inc.
  Pasadena, CA
• 2010-08-30 → 2011-08-09
  Waddell & Reed
  Pasadena, CA
  Las Vegas, NV
• 2010-06-02 → 2010-06-24
  Edward Jones
  St Louis, MO

Other Businesses

Gerson Lehrman Group (GLG); non investment-related; 60 East 42nd Street, 3rd Floor, New York, NY 10165; nature of the other business: Consulting services Position/Title/Relationship: GLG Council Member; Start date: 02-23-2017; Approximate number of hours per month: 3 hrs; Approximate number of hours per month during trading hours: 0 hrs.; duties include providing ad-hoc consultation services to GLG members. Toluca Baseball; not investment related; Toluca Lake, CA; baseball league; board member and volunteer; start date 9/15/25; 20 hours /month, 0 during trading hours; non-profit board position

Exams

• S66 Uniform Combined State Law Examination
  2010-05-29

Other Names

• Matthew C Woodward