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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED_RES | 2026-06-26 |
Branch Locations
1200 Nw South Outer Rd Ste 403, Blue Springs, MO 64015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc. | Blue Springs | MO | 06/2016 | 02/2023 |
| Bfc Planning, Inc. | Blue Springs | MO | 06/2016 | 02/2023 |
| Lpl Financial Llc | Blue Springs | MO | 03/2023 | Present |
| Mariner Independent Advisor Network, Llc | Sacramento | CA | 03/2023 | 06/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. 03/24/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name ECS Capital Investments, Inc /; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 140hrs/mth; 7hrs during trading 2. 03/24/2023; ECS Insurance -Y-Blue Springs; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 4hrs/mth; 1hrs during trading 3. 03/24/2023; Property & Casualty; IN; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 4hrs/mth; 1hrs during trading 4. 03/24/2023; Notary; Notary; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 0hrs/mth; 0hrs during trading 5. 02/06/2024; Global Green; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 01/19/2024; 5hrs/mth; 5hrs during trading 6. 05/19/2026; Brightway Insurance The Ramsey Agency; Property and Casualty; Not Investment Related; at Reported Business Location(s); Start Date 05/18/2026; 1hrs/mth; 1hrs during trading 7. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-02 |
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