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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-06-26
TX RA APPROVED_RES 2026-06-26
  • MO RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED_RES
    Since 2026-06-26

Branch Locations

1200 Nw South Outer Rd Ste 403, Blue Springs, MO 64015 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services, Inc. Blue Springs MO 06/2016 02/2023
Bfc Planning, Inc. Blue Springs MO 06/2016 02/2023
Lpl Financial Llc Blue Springs MO 03/2023 Present
Mariner Independent Advisor Network, Llc Sacramento CA 03/2023 06/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 06/2016 → 02/2023
    Berthel Fisher & Company Financial Services, Inc.
    Blue Springs, MO
  • 06/2016 → 02/2023
    Blue Springs, MO
  • 03/2023 → Present
    Lpl Financial Llc
    Blue Springs, MO
  • 03/2023 → 06/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 03/24/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name ECS Capital Investments, Inc /; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 140hrs/mth; 7hrs during trading 2. 03/24/2023; ECS Insurance -Y-Blue Springs; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 4hrs/mth; 1hrs during trading 3. 03/24/2023; Property & Casualty; IN; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 4hrs/mth; 1hrs during trading 4. 03/24/2023; Notary; Notary; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 0hrs/mth; 0hrs during trading 5. 02/06/2024; Global Green; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 01/19/2024; 5hrs/mth; 5hrs during trading 6. 05/19/2026; Brightway Insurance The Ramsey Agency; Property and Casualty; Not Investment Related; at Reported Business Location(s); Start Date 05/18/2026; 1hrs/mth; 1hrs during trading 7. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-02
  • S66 Uniform Combined State Law Examination
    2010-04-02
Other Names
  • Eric C Sporing
  • Eric Curtis Sporing
  • Eric Sporing

View on SEC IAPD

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