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Christopher Temp Buzzell

J.P. Morgan Securities LLC

Kimball, MI

Lapeer, MI

CRD 5746623

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-12
MI RA APPROVED 2021-02-11
  • TX RA
    APPROVED_RES
    Since 2021-02-12
  • MI RA
    APPROVED
    Since 2021-02-11

Branch Locations

4503 Lapeer Road, Kimball, MI 48074 • United States

1643 North Lapeer Road, Lapeer, MI 48446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Bank Troy MI 05/2016 06/2017
Cetera Investment Advisers Llc Troy MI 06/2016 05/2017
Cetera Investment Services Llc Troy MI 06/2016 05/2017
Comerica Securities, Inc. Farmington MI 06/2017 02/2021
J.P. Morgan Chase Bank, N.A. Lapeer MI 02/2021 Present
J.P. Morgan Securities, Llc Lapeer MI 02/2021 Present
  • 05/2016 → 06/2017
    Independent Bank
    Troy, MI
  • 06/2016 → 05/2017
    Troy, MI
  • 06/2016 → 05/2017
    Cetera Investment Services Llc
    Troy, MI
  • 06/2017 → 02/2021
    Comerica Securities, Inc.
    Farmington, MI
  • 02/2021 → Present
    J.P. Morgan Chase Bank, N.A.
    Lapeer, MI
  • 02/2021 → Present
    Lapeer, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-19
S63 Uniform Securities Agent State Law Examination 2010-02-04
  • S65 Uniform Investment Adviser Law Examination
    2015-10-19
  • S63 Uniform Securities Agent State Law Examination
    2010-02-04
Other Names
  • Christopher T Buzzell

View on SEC IAPD

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