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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-06 |
Branch Locations
550 Reserve Street Suite 190, Southlake, TX 76092 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fort Worth | TX | 04/2016 | 03/2023 |
| Rfg Advisory, Llc | Fort Worth | TX | 03/2023 | Present |
| Private Client Services | Southlake | TX | 03/2023 | 12/2025 |
1) Cross Timbers Financial Group. 550 Reserve Street, Suite 190, Southlake, TX 76092. DBA. Owner/Dually Registered Advisor/RIA/Agent. 160 hrs/mo; 160 during trading hrs. 2) Financial Independence Group (FIG). 19520 W Catawba Ave, Suite 200, Cornelius, NC 28031. Variable/Life Insurnace. Agent. 80 hrs/mo; 80 during trading hrs. 3) RFG Advisory LLC. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-26 |
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