Sean William Mccauley

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2023
  Ameriprise Financial Services, Inc.
  Fort Worth, TX
• 03/2023 → Present
  Rfg Advisory, Llc
  Fort Worth, TX
• 03/2023 → 12/2025
  Private Client Services
  Southlake, TX

Previous Registrations

• 2016-04-27 → 2023-03-19
  Ameriprise Financial Services, Llc
  Fort Worth, TX
  Fort Worth, TX
• 2014-02-27 → 2016-04-29
  Usaa Financial Planning Services
  Addison, TX
• 2012-02-08 → 2014-01-02
  Td Ameritrade, Inc.
  Westlake, TX
• 2012-02-08 → 2014-01-02
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
• 2010-07-27 → 2011-06-20
  Chase Investment Services Corp.
  Ft. Worth, TX
• 2010-03-01 → 2010-05-06
  Edward Jones
  Colleyville, TX
  St Louis, MO

Other Businesses

1) Cross Timbers Financial Group. 550 Reserve Street, Suite 190, Southlake, TX 76092. DBA. Owner/Dually Registered Advisor/RIA/Agent. 160 hrs/mo; 160 during trading hrs. 2) Financial Independence Group (FIG). 19520 W Catawba Ave, Suite 200, Cornelius, NC 28031. Variable/Life Insurnace. Agent. 80 hrs/mo; 80 during trading hrs. 3) RFG Advisory LLC. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-26

Designations

• Certified Financial Planner

Other Names

• Sean Mccauley
• Sean William Mccauley
• Sean W Mccauley