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Financial Management, Inc. CRD 108350
$224M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4007 N. Rodney Parham Road, Little Rock, AR 72212 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| AR | RA | APPROVED | 2017-01-03 |
Branch Locations
4007 N. Rodney Parham Road, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Management, Inc. | Little Rock | AR | 06/2007 | Present |
WALLACE TILE, LLC, NOT INVESTMENT RELATED, PO BOX 2213, BENTON, AR 72018. TILE DESIGN AND INSTALLATION, OWNER, AS OF 08/21/18. APPROXIMATELY 10 HOURS PER MONTH MANAGING ALL ASPECTS OF QUICKBOOKS, INVOICING CUSTOMERS, PAYING BILLS, ENTERING TRANSACTIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-15 |
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