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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Charlotte | NC | 10/2020 | Present |
| Dexia Credit Local | New York | NY | 01/2016 | 04/2019 |
| Emory University Goizueta Business School | Atlanta | GA | 05/2019 | 05/2020 |
| Unemployed | Charlotte | NC | 06/2020 | 09/2020 |
| Nuveen Asset Management, Llc | Chicago | IL | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-25 |
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