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Patricia J Greene

Stifel, Nicolaus & Company, Incorporated

West Chester, PA

CRD 3146309

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-02-12
TX RA APPROVED 2015-02-12
  • PA RA
    APPROVED
    Since 2015-02-12
  • TX RA
    APPROVED
    Since 2015-02-12

Branch Locations

15 East Gay Street, West Chester, PA 19380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc West Chester PA 02/2015 Present
  • 02/2015 → Present
    Stifel Nicolaus & Co Inc
    West Chester, PA
Previous Registrations
  • 2009-06-01 → 2015-02-27
    Morgan Stanley
    Newtown Square, PA
  • 2007-07-12 → 2009-06-01
    Morgan Stanley & Co. Llc
    West Chester, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-08
S63 Uniform Securities Agent State Law Examination 1998-12-17
  • S65 Uniform Investment Adviser Law Examination
    2010-06-08
  • S63 Uniform Securities Agent State Law Examination
    1998-12-17
Other Names
  • Patricia Jane Greene

View on SEC IAPD

Nearby Firms

WEALTHCARE ADVISORY PARTNERS LLC
WEALTHCARE CAPITAL PARTNERS, LLC
LPL FINANCIAL LLC

Nearby Investors

STEPHEN VINCENT MCGUIRE
SMITHA THOMAS
TODD ANTHONY SCORZAFAVA

Nearby Offices

WEALTHCARE ADVISORY PARTNERS LLC · WEST CHESTER, PA
WEALTHCARE CAPITAL PARTNERS, LLC · WEST CHESTER, PA
LPL FINANCIAL LLC · WEST CHESTER, PA

More in West Chester, PA

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