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Rachael Irene Cronin

Wells Fargo Clearing Services, LLC

Manchester, NH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-09-12
MD RA APPROVED 2024-09-10
  • NH RA
    APPROVED
    Since 2024-09-12
  • MD RA
    APPROVED
    Since 2024-09-10

Branch Locations

900 Elm St Ste 700, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Bedford NH 02/2015 02/2017
Rbc Capital Markets, Llc Peterborough NH 05/2017 04/2023
Fidelity Investments Columbia MD 05/2023 09/2024
Wells Fargo Clearing Services, Llc Manchester NH 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-21
S63 Uniform Securities Agent State Law Examination 2010-04-02
  • S66 Uniform Combined State Law Examination
    2011-02-21
  • S63 Uniform Securities Agent State Law Examination
    2010-04-02
Other Names
  • Rachael Irene O'NEil
  • Rachael O'NEil
  • Rachael Cronin
  • Rachael I Cronin
  • Rachael I O'NEil
  • Rachael Irene Cronin

View on SEC IAPD

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