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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-12-11
  • NH RA
    APPROVED
    Since 2017-12-11

Branch Locations

1000 Elm St 15Th Floor, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2014 12/2016
Northwestern Mutual Investment Services Llc Manchester NH 12/2017 Present
Jeffrey Photiades Manchester NH 12/2017 01/2023
Centene Bedford NH 01/2017 11/2017
Jeffrey Photiades Manchester NH 01/2014 12/2016
Northwestern Mutual Investment Services Llc Manchester NH 02/2014 12/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2018 Present
Samantha Holowka Manchester NH 12/2021 02/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2023 Present
  • 02/2014 → 12/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2017 → Present
    Manchester, NH
  • 12/2017 → 01/2023
    Jeffrey Photiades
    Manchester, NH
  • 01/2017 → 11/2017
    Centene
    Bedford, NH
  • 01/2014 → 12/2016
    Jeffrey Photiades
    Manchester, NH
  • 02/2014 → 12/2016
    Manchester, NH
  • 01/2018 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2021 → 02/2022
    Samantha Holowka
    Manchester, NH
  • 01/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS 2. OWNER, TAWO LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 04/27/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 100% OWNER, MLEJ, LLC, LEGAL ENTITY, START DATE: 03/03/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-10
S63 Uniform Securities Agent State Law Examination 2010-04-02
  • S66 Uniform Combined State Law Examination
    2012-01-10
  • S63 Uniform Securities Agent State Law Examination
    2010-04-02
Other Names
  • James T Buckley
  • James T Buckley
  • James Buckley
  • James Thomas Buckley
  • James Buckley

View on SEC IAPD

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