James Swiech

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → Present
  Primerica Financial Services
  Lockport, NY
• 07/2023 → Present
  Pfs Investments Inc.
  Lockport, NY
• 02/2016 → 11/2022
  Allied Cpas, P.C.
  Victor, NY

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Swiech Consulting LLC, Not Investment Related, Lockport New York 14094, Owner/Ownership, 11/2022 to present, 5 hours committed per month, 3 hours during securities trading hours. Go Beyond Tax, Not investment related, Lockport, NY 14094, Nature of Business: Tax preparation and retirement tax planning for individuals and families in Western New York, Position/Title: Owner/Partner, 10 hours committed per month (4 hours during securities trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-08
• S63 Uniform Securities Agent State Law Examination
  2023-09-02

Other Names

• James Walter Swiech
• James Walter Sweich
• Jim Swiech
• Jimmy Swiech