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Kristian Peter Marca

Nfj Investment Group, LLC

Dallas, TX

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Current Employers
Nfj Investment Group, Llc

2100 Ross Avenue, Suite 700, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-03
  • TX RA
    APPROVED
    Since 2021-11-03

Branch Locations

2100 Ross Avenue, Suite 700, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Global Investors Distributors Llc New York NY 05/2013 01/2021
Nfj Investment Group Dallas TX 06/2014 06/2017
Allianz Global Investors U.S. Llc New York NY 07/2017 01/2021
Nfj Investment Group, Llc Dallas TX 02/2021 Present
Vp Distributors Llc Dallas TX 02/2021 Present
  • 05/2013 → 01/2021
    Allianz Global Investors Distributors Llc
    New York, NY
  • 06/2014 → 06/2017
    Nfj Investment Group
    Dallas, TX
  • 07/2017 → 01/2021
    Allianz Global Investors U.S. Llc
    New York, NY
  • 02/2021 → Present
    Nfj Investment Group, Llc
    Dallas, TX
  • 02/2021 → Present
    Vp Distributors Llc
    Dallas, TX
Previous Registrations
  • 2013-05-08 → 2021-02-03
    Allianz Global Investors U.S. Llc
    Dallas, TX
  • 2010-02-22 → 2011-09-22
    Esposito Partners, Llc
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-04-23
S65 Uniform Investment Adviser Law Examination 2010-02-20
  • S63 Uniform Securities Agent State Law Examination
    2011-04-23
  • S65 Uniform Investment Adviser Law Examination
    2010-02-20
Other Names
  • Kristian P. Marca
  • Kristian P Marca

View on SEC IAPD

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