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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-12-16 |
| IN | RA | APPROVED | 2018-04-09 |
Branch Locations
20820 S Lagrange Rd, Frankfort, IL 60423 • United States
11041 West Lincoln Hwy, Frankfort, IL 60423 • United States
1630 Chicago Road, Chicago Heights, IL 60411 • United States
Crestwood, IL • United States
17600 Halsted, Homewood, IL 60430 • United States
530 Torrence Ave, Calumet City, IL 60409 • United States
4940 W 211Th St, Matteston, IL 60443 • United States
1380 Main Street, Crete, IL 60417 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oak Partners | Crown Point | IN | 10/2013 | 09/2017 |
| Sii Investments | Crown Point | IN | 10/2013 | 09/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2017 | 02/2018 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 09/2017 | 02/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2018 | 02/2018 |
| Lpl Financial Llc | Highland | IN | 04/2018 | Present |
| Bmo Harris Bank | Chicago | IL | 11/2022 | Present |
1. 9/14/2023: BMO Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 11/14/2022; 40hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-05 |
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