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Lindzy Christine Gasparella

Golden Bay Advisors LLC

Chappaqua, NY

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Current Employers
Golden Bay Advisors Llc

Chappaqua, NY • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
TX RA APPROVED 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01
  • TX RA
    APPROVED
    Since 2025-04-01

Branch Locations

Chappaqua, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shareholders Service Group Inc San Diego CA 03/2013 11/2024
Altruist Financial Llc San Diego CA 11/2024 01/2025
Golden Bay Advisors Llc Chappaqua NY 02/2025 Present
  • 03/2013 → 11/2024
    Shareholders Service Group Inc
    San Diego, CA
  • 11/2024 → 01/2025
    Altruist Financial Llc
    San Diego, CA
  • 02/2025 → Present
    Chappaqua, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-19
S63 Uniform Securities Agent State Law Examination 2011-05-10
  • S66 Uniform Combined State Law Examination
    2025-03-19
  • S63 Uniform Securities Agent State Law Examination
    2011-05-10
Other Names
  • Lindzy Christine Anderson
  • Lindzy Christine Anderson
  • Lindzy Anderson
  • Lindzy Christine Gasparella
  • Lindzy Christine Anderson
  • Lindzy C Anderson

View on SEC IAPD

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