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James Allen Burt

Wells Fargo Clearing Services, LLC

Charlotte, NC

Huntersville, NC

Cornelius, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-10
NC RA APPROVED 2014-06-03
  • TX RA
    APPROVED_RES
    Since 2014-06-10
  • NC RA
    APPROVED
    Since 2014-06-03

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Huntersville, NC • United States

19409 Jetton Rd, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 05/2014 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 Present
Previous Registrations
  • 2012-04-05 → 2014-05-19
    Intl Advisory Consultants Inc.
    Cornelius, NE
  • 2010-06-23 → 2012-03-07
    Synergy Investment Group, Llc
    Cornelius, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-22
  • S66 Uniform Combined State Law Examination
    2010-06-22

View on SEC IAPD

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