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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-29
  • FL RA
    APPROVED
    Since 2020-01-29

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-18
  • FL RA
    APPROVED
    Since 2018-04-18

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Financial Private Capital, Llc Sarasota FL 04/2014 03/2017
Gf Investment Services, Llc Sarasota FL 10/2014 03/2017
Raymond James & Associate St. Petersburg FL 04/2017 03/2018
Raymond James Financial Services, Inc. Saint Petersburg FL 03/2018 Present
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 03/2018 Present
Raymond James & Associates, Inc. Saint Petersburg FL 01/2020 Present
  • 04/2014 → 03/2017
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 10/2014 → 03/2017
    Gf Investment Services, Llc
    Sarasota, FL
  • 04/2017 → 03/2018
    Raymond James & Associate
    St. Petersburg, FL
  • 03/2018 → Present
    Raymond James Financial Services, Inc.
    Saint Petersburg, FL
  • 03/2018 → Present
    Saint Petersburg, FL
  • 01/2020 → Present
    Saint Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-11
S63 Uniform Securities Agent State Law Examination 2011-02-19
  • S65 Uniform Investment Adviser Law Examination
    2015-05-11
  • S63 Uniform Securities Agent State Law Examination
    2011-02-19
Other Names
  • Catherine A Gallant
  • Catherine Anne Springer Gallant

View on SEC IAPD

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