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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-04-17
AZ RA APPROVED 2023-04-07
NV RA APPROVED 2023-01-31
CA RA APPROVED 2022-04-26
  • OR RA
    APPROVED
    Since 2023-04-17
  • AZ RA
    APPROVED
    Since 2023-04-07
  • NV RA
    APPROVED
    Since 2023-01-31
  • CA RA
    APPROVED
    Since 2022-04-26

Branch Locations

32107 Lindero Canyon Road Suite 208, Westlake Village, CA 91361 • United States

5634 Van Nuys Blvd., Van Nuys, CA 91401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Van Nuys CA 09/2010 Present
Barri Hollander Insurance Agency Van Nuys CA 09/2010 Present
State Farm Vp Management Corp. Westlake Village CA 09/2017 Present
Barri Hollander Insurance Agency Westlake Village CA 09/2017 Present
State Farm Investment Management Corp Van Nuys CA 11/2018 06/2019
State Farm Investment Management Corp Westlake Village CA 04/2022 Present
State Farm Investment Management Corp Van Nuys CA 04/2022 Present
Other Businesses

1) BARRI HOLLANDER 17328 VENTURA BLVD #243 ENCINCO, CA 91316; NON-INVESTMENT-RELATED; 06/01/2012; ENTERTAINMENT-ACTING; INDEPENDENT CONTRACTOR; AUDITIONING FOR COMMERCIALS; 8 HRS/MTH-8 DURING TRADING HOURS. 2) HOLLANDER INS AND FIN SVCS, INC; NON-INVESTMENT-RELATED; 5634 VAN NUYS BLVD VAN NUYS CA 91401; INSURANCE AND FINANCIAL SERVICES; 51% OWNER; 02/22/2015; 40HR/MO; 40 HR/MO; SELL STATE FARM INSURANCE PRODUCTS. 3) Barri Hollander - Property #1 (personally held real estate); Investment Related; 4939 Louise Avenue Encino, CA 91316; Investment or Commercial Property; Other; None; 09/01/2016; 0; 0; Personally Held Real Estate

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-03-19
  • S63 Uniform Securities Agent State Law Examination
    2010-03-19
Designations
  • Chartered Financial Consultant
Other Names
  • Barri Lynn Tretiak

View on SEC IAPD

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