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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-14 |
| TX | RA | APPROVED | 2026-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Miami | FL | 04/2026 | Present |
| J.P. Morgan Securities Llc | Miami | FL | 04/2026 | Present |
| Sextant Capital Solutions | New York | NY | 08/2023 | 04/2026 |
| Tradition Private Markets | New York | NY | 01/2022 | 07/2023 |
| Tradition Securities & Derivatives | New York | NY | 11/2009 | 01/2022 |
| Stockup Holdings, Inc. | New York | NY | 01/2017 | 09/2018 |
| 16Provo Llc | Wilmington | DE | 03/2019 | Present |
| Rhak Llc | White Plains | NY | 03/2019 | Present |
Entity Name: 16Provo LLC Investment related: No "Address: 1013 Centre Road Suite 403B Wilmington, DE 19805" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 03/21/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Holding company for a private investment of a marketing technology company. There is little to no active involvement. Entity Name: RHAK LLC Investment related: No Address: White Plains, NY Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 03/13/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Jointly owned holding company for a single investment into a self storage facility in Dayton, Ohio. The company was formed to meet the investment minimum size. Little to no active involvement.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-11 |
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