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Richard Justin Hagie

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-14
TX RA APPROVED 2026-05-13
  • FL RA
    APPROVED
    Since 2026-05-14
  • TX RA
    APPROVED
    Since 2026-05-13

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Miami FL 04/2026 Present
J.P. Morgan Securities Llc Miami FL 04/2026 Present
Sextant Capital Solutions New York NY 08/2023 04/2026
Tradition Private Markets New York NY 01/2022 07/2023
Tradition Securities & Derivatives New York NY 11/2009 01/2022
Stockup Holdings, Inc. New York NY 01/2017 09/2018
16Provo Llc Wilmington DE 03/2019 Present
Rhak Llc White Plains NY 03/2019 Present
  • 04/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 04/2026 → Present
    Miami, FL
  • 08/2023 → 04/2026
    Sextant Capital Solutions
    New York, NY
  • 01/2022 → 07/2023
    Tradition Private Markets
    New York, NY
  • 11/2009 → 01/2022
    Tradition Securities & Derivatives
    New York, NY
  • 01/2017 → 09/2018
    Stockup Holdings, Inc.
    New York, NY
  • 03/2019 → Present
    16Provo Llc
    Wilmington, DE
  • 03/2019 → Present
    Rhak Llc
    White Plains, NY
Other Businesses

Entity Name: 16Provo LLC Investment related: No "Address: 1013 Centre Road Suite 403B Wilmington, DE 19805" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 03/21/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Holding company for a private investment of a marketing technology company. There is little to no active involvement. Entity Name: RHAK LLC Investment related: No Address: White Plains, NY Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 03/13/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Jointly owned holding company for a single investment into a self storage facility in Dayton, Ohio. The company was formed to meet the investment minimum size. Little to no active involvement.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-13
S63 Uniform Securities Agent State Law Examination 2010-05-11
  • S65 Uniform Investment Adviser Law Examination
    2026-05-13
  • S63 Uniform Securities Agent State Law Examination
    2010-05-11
Other Names
  • Richard J Hagie

View on SEC IAPD

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