Daryl Mckean Allen

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Ubs Financial Services Inc.
  Houston, TX

Previous Registrations

• 2013-01-02 → 2015-12-15
  Credit Suisse Securities (Usa) Llc
  Houston, TX

Other Businesses

Southwestern University / 1001 E. Univeresity Ave Georgetown,Texas 78626 / Other/ Education / It is an undergraduate university / Trustee / / Member of Board of Trustees also on Investment Committee / Start Date 10/1/11 University / Board Meeting are during the week during working hours 2)Camp Aranzazu / 542 Farm to Market Road 1781 Rockport,Texas 78382 / Other/ Charities, Cultural, Educational & Political Organisations / Manage a Camp for Children with Permanement Disabilities and Life Threatening Diseases / Member of Board of Directors / / Attending Board Meetings and Voting on Proposed items / Start Date 6/1/12 Texas Nonprofit Corporation /

Exams

• S66 Uniform Combined State Law Examination
  2012-12-26