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Bernard Peter Levine

Usi Securities, Inc.

Charlotte, NC

Glastonbury, CT

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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-07-07
  • NC RA
    APPROVED
    Since 2022-07-07

Branch Locations

6100 Fairview Road Ste 1400, Charlotte, NC 28210 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Distributors, Llc Jersey City NJ 05/2021 08/2021
Bank Of New York Mellon East Syracuse NY 10/2010 02/2019
Equitable, Inc. Syracuse NY 02/2019 05/2021
Equitable Distributors, Llc Charlotte NC 08/2021 05/2022
Usi Consulting Group Glastonbury CT 05/2022 Present
Usi Securities Glastonbury CT 05/2022 Present
  • 05/2021 → 08/2021
    Equitable Distributors, Llc
    Jersey City, NJ
  • 10/2010 → 02/2019
    Bank Of New York Mellon
    East Syracuse, NY
  • 02/2019 → 05/2021
    Equitable, Inc.
    Syracuse, NY
  • 08/2021 → 05/2022
    Equitable Distributors, Llc
    Charlotte, NC
  • 05/2022 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 05/2022 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-07
S63 Uniform Securities Agent State Law Examination 2021-07-09
S66 Uniform Combined State Law Examination 2010-03-04
  • S65 Uniform Investment Adviser Law Examination
    2022-07-07
  • S63 Uniform Securities Agent State Law Examination
    2021-07-09
  • S66 Uniform Combined State Law Examination
    2010-03-04

View on SEC IAPD

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