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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-03 |
| TX | RA | APPROVED | 2018-05-03 |
Branch Locations
345 California Street, San Francisco, CA 94104-2642 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 01/2011 | 05/2018 |
| Bank Of America, N.A. | Oakland | CA | 02/2013 | 05/2018 |
| Rbc Capital Markets, Llc. | San Francisco | CA | 05/2018 | Present |
| City National Bank | San Francisco | CA | 05/2018 | Present |
(1) NAME OF ENTITY: Townsend Rental Property ADDRESS: 864 26th Ave San Francisco CA 94121 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Nov 01, 2025 CAPACITY: Owner DUTIES: This property was our primary residence. We moved to a new property and are now renting our previous residence to friends. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-23 |
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