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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-09
  • TX RA
    APPROVED
    Since 2018-01-09

Branch Locations

2221 Lakeside Blvd Ste 1250, Richardson, TX 75082 • United States

Mckinney, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plano TX 12/2009 03/2020
Ameriprise Financial Services, Llc Plano TX 03/2020 Present
Other Businesses

Business Ownership; Owner; Manage Ameriprise Business; 2113 Grafton Lane, , Mckinney, TX, 75071; Investment-Related; 07/07/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-14
  • S66 Uniform Combined State Law Examination
    2017-11-14
Other Names
  • Kimberly Leah Shouse
  • Kimberly Bourland

View on SEC IAPD

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