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Timothy Brian Hartnett

J.P. Morgan Securities LLC

Baltimore, MD

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-05-19
TX RA APPROVED 2023-05-19
  • MD RA
    APPROVED
    Since 2023-05-19
  • TX RA
    APPROVED
    Since 2023-05-19

Branch Locations

650 S Exeter St Floor 09, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Newark DE 10/2010 02/2019
J.P. Morgan Services Inc. Newark DE 10/2010 02/2019
J.P. Morgan Chase Bank, Na Washington DC 01/2017 02/2019
Jpmorgan Chase Bank, N.A. Baltimore MD 02/2019 Present
J.P. Morgan Securities Llc Baltimore MD 02/2019 Present
  • 10/2010 → 02/2019
    J.P. Morgan Securities Llc
    Newark, DE
  • 10/2010 → 02/2019
    J.P. Morgan Services Inc.
    Newark, DE
  • 01/2017 → 02/2019
    J.P. Morgan Chase Bank, Na
    Washington, DC
  • 02/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Baltimore, MD
  • 02/2019 → Present
    J.P. Morgan Securities Llc
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-18
S63 Uniform Securities Agent State Law Examination 2011-02-15
  • S65 Uniform Investment Adviser Law Examination
    2023-05-18
  • S63 Uniform Securities Agent State Law Examination
    2011-02-15
Other Names
  • Timothy B Hartnett

View on SEC IAPD

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