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Jason Edward Rockwell

Mml Investors Services, LLC

Savannah , GA

Savannah, GA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-22
TX RA APPROVED_RES 2024-04-22
  • GA RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED_RES
    Since 2024-04-22

Branch Locations

11705 Mercy Boulevard , Savannah , GA 31419 • United States

5105 Paulsen St Ste 216 A, Savannah, GA 31405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Savannah GA 05/2010 01/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2009 01/2019
Mml Investors Services, Llc Savannah GA 01/2019 Present
Massmutual Life Insurance Co Savannah GA 01/2019 Present
  • 05/2010 → 01/2019
    Northwestern Mutual Investment Services, Llc
    Savannah, GA
  • 12/2009 → 01/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2019 → Present
    Mml Investors Services, Llc
    Savannah, GA
  • 01/2019 → Present
    Massmutual Life Insurance Co
    Savannah, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-30
S63 Uniform Securities Agent State Law Examination 2010-08-30
  • S65 Uniform Investment Adviser Law Examination
    2024-03-30
  • S63 Uniform Securities Agent State Law Examination
    2010-08-30

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SAVANNAH, GA
VALIC FINANCIAL ADVISORS, INC. · SAVANNAH, GA
COMMONWEALTH FINANCIAL NETWORK · Savannah, GA
PFS INVESTMENTS INC. · SAVANNAH, GA
CHARLES SCHWAB & CO., INC. · Savannah, GA
RL WRIGHT & ASSOCIATES, LLC · SAVANNAH, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Savannah, GA
BULL STREET ADVISORS · SAVANNAH, GA

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