Stephen Joseph Bonczek

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-05-02

TX RA
APPROVED

Since 2016-05-02

Branch Locations

Manvel, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bonczek Financial Services	Manvel	TX	03/2008	Present
First Independent Advisory Services, Inc.	Tulsa	OK	03/2008	Present
Royal Alliance Associates, Inc.	Manvel	TX	11/2015	Present

03/2008 → Present

Bonczek Financial Services

Manvel, TX
03/2008 → Present

First Independent Advisory Services, Inc.

Tulsa, OK
11/2015 → Present

Royal Alliance Associates, Inc.

Manvel, TX

Previous Registrations

2008-03-10 → 2016-08-18

First Independent Advisory Services, Inc.

Manvel, TX

Tulsa, OK
2007-03-09 → 2008-03-04

American General Securities Incorporated

Sugarland, TX

Sugarland, TX
2006-05-24 → 2006-07-24

Ameriprise Financial Services, Llc

Houston, TX

Other Businesses

1. DBA BONCZEK FINANCIAL SERVICES; NON-INVESTMENT RELATED; 3719 TUMBLING FALLS DR; MANVEL, TX 77578; OWNER/FINANCIAL ADVISOR; STARTED 03/2008; APPROX 200 HRS/MTH; APPROX. 140 HRS/MTH DURING SECURITIES TRADING; FINANCIAL SERVICES. APPOINTED W/VARIOUS LIFE, ACCIDENT AND HEALTH INSURANCE COMPANIES. CURRENTLY PARTICIPATES IN EQUITY INDEXED ANNUITIES (EIA'S). 2. BONCZEK FINANCIAL SERVICES POSITION: Insurance Representative NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 02/02/2008 ADDRESS: 3719 TUMBLING FALLS DR., Manvel TX 77578, United States DESCRIPTION: Sales and service of life and health insurance. 3. BONCZEK FINANCIAL SERVICES POSITION: Insurance Representative NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 02/02/2008 ADDRESS: 2313 Ridgewood Manor Ct., Manvel TX 77578, United States DESCRIPTION: Sales and service of life and health insurance. 4. POMONA HOA POSITION: Trails committee member NATURE: Trails committee member. Review and recommend additions and improvements. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2026 ADDRESS: 4545 Pomona Pkwy, Manvel TX 77578, United States DESCRIPTION: Trails committee member. Review and recommend additions and improvements.