Neil Thomas Mascioli

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2011-04-14
NJ	RA	APPROVED	2010-03-16

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2011-04-14
NJ RA
APPROVED

Since 2010-03-16

Branch Locations

58 South Service Road Suite 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Melville	NY	06/2014	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2014 → Present

Morgan Stanley

Melville, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*572016 - Business Information Network; Investment related-No; Jericho, New York; Networking Group; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0.5; After business hours: 1.5; Treasurer.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-05

S66 Uniform Combined State Law Examination

2010-03-05

Other Names

Neil Mascioli

View on SEC IAPD