Jeremiah David Knox

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 07/2021
  Waddell & Reed, Inc.
  Raleigh, NC
• 05/2010 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Raleigh, NC
• 12/2019 → 07/2021
  Thorough Financial Group Llc
  Cary, NC
• 07/2021 → Present
  Lpl Financial Llc
  Raleigh, NC

Previous Registrations

• 2010-04-07 → 2021-07-21
  Waddell & Reed
  Raleigh, NC
  Charlotte, NC
  Charleroi, PA
  Raleigh, NC

Other Businesses

1) 1/2020 - DBA for LPL Business (entity for LPL business) - Thorough Financial Group, LLC - Investment Related - Raleigh, NC 27607

Exams

• S66 Uniform Combined State Law Examination
  2010-04-06

Other Names

• Jeremiah Knox
• Jay Knox