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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
6395 Dobbin Rd Suite 102, Columbia, MD 21045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Columbia | MD | 11/2009 | 11/2024 |
| Prudential Insurance Company Of America | Columbia | MD | 11/2009 | Present |
| Lpl Enterprise, Llc | Columbia | MD | 11/2024 | Present |
1) 06/17/2025-NIV Advisors-CEO-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/13/2024-160hrs/mth-160hrs/mth during trading 2) 06/25/2025-NIV Advisors-CEO-Non-Variable Insurance-Inv related-At Columbia, MD-Start date 07/01/2024-40hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-03 |
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