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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-03-03 |
Branch Locations
3801 Brownsboro Road, Louisville, KY 40207 • United States
2500 Lime Kiln Lane, Louisville, KY 40222 • United States
9700 Linn Station Road, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities, Llc | Louisville | KY | 09/2016 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 07/2020 | 10/2024 |
| Stock Yards Bank & Trust | Louisville | KY | 09/2019 | 07/2020 |
| Bank Of America, N.A. | Louisville | KY | 08/2020 | 10/2024 |
| Pnc Wealth Management | Louisville | KY | 02/2026 | Present |
| Wilson Operating Company Llc Dba Junk King Louisville | Louisville | KY | 08/2024 | Present |
August 13, 2024 /Wilson Operating Company LLC DBA Junk King Louisville/Owner / non-investment related/ 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-07-02 |
| S66 | Uniform Combined State Law Examination | 2010-03-03 |
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