James Patrick Croghan

Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2016-03-28
NJ	RA	APPROVED	2015-05-27
MO	RA	APPROVED	2015-05-18

MI RA
APPROVED

Since 2016-03-28
NJ RA
APPROVED

Since 2015-05-27
MO RA
APPROVED

Since 2015-05-18

Branch Locations

University City, MO • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock	Plainsboro	NJ	07/2008	Present

07/2008 → Present

Blackrock

Plainsboro, NJ

Other Businesses

(1) 2740 Tamm Ave LLC (St. Louis, MO). Rental Property/ Owner. 1hr/month devoted to LLC. (2) 6332 Juniata LLC (St. Louis, MO). Rental property / Owner. 1hr/yr devoted to LLC. - collecting rent, paying mortgage, maintenance, etc

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-05-18
S63	Uniform Securities Agent State Law Examination	2013-12-12

S65 Uniform Investment Adviser Law Examination

2015-05-18
S63 Uniform Securities Agent State Law Examination

2013-12-12

View on SEC IAPD