Michael Patrick Speakman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 07/2017
  The Vanguard Group, Inc.
  Valley Forge, PA
• 07/2017 → 11/2017
  The Speakman Financial Group
  Pittsburgh, PA
• 07/2017 → 11/2017
  National Planning Corporation
  Pittsburgh, PA
• 11/2017 → Present
  Lpl Financial Llc
  Pittsburgh, PA

Previous Registrations

• 2017-08-14 → 2017-11-29
  National Planning Corporation
  Pittsburgh, PA
• 2015-02-24 → 2017-07-31
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

1. 12/15/2017 - The Speakman Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/26/2017 - 40 Hours Per Month/40 During Securities Trading. 2. 4/15/2020 - No Business Name - Not Investment Related - Home Based - Other-Video Interview - Started 04/15/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Paid interview with Pacific Life.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-07-20

Designations

• Certified Financial Planner