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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-07-20
  • KY RA
    APPROVED
    Since 2026-07-20

Branch Locations

Louisville, KY • United States

6100 Oak Tree Blvd Ste 200, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Bowling Green KY 03/2015 04/2018
Bb&T Securities, Llc Bowling Green KY 01/2018 04/2018
Unemployed Louisville KY 04/2018 08/2018
Wesbanco Securities Inc. New Albany IN 08/2018 10/2019
Nationwide Investment Services Corporation Columbus OH 04/2025 05/2026
First National Bank Louisville KY 01/2021 12/2024
Unemployed Louisville KY 12/2024 04/2025
Unemployed Louisville KY 10/2019 01/2021
Voya Financial Advisors Boston MA 07/2026 Present
  • 03/2015 → 04/2018
    Bbtis
    Bowling Green, KY
  • 01/2018 → 04/2018
    Bb&T Securities, Llc
    Bowling Green, KY
  • 04/2018 → 08/2018
    Unemployed
    Louisville, KY
  • 08/2018 → 10/2019
    New Albany, IN
  • 04/2025 → 05/2026
    Nationwide Investment Services Corporation
    Columbus, OH
  • 01/2021 → 12/2024
    First National Bank
    Louisville, KY
  • 12/2024 → 04/2025
    Unemployed
    Louisville, KY
  • 10/2019 → 01/2021
    Unemployed
    Louisville, KY
  • 07/2026 → Present
    Voya Financial Advisors
    Boston, MA
Previous Registrations
  • 2025-08-01 → 2026-07-23
    Columbus, OH
  • 2018-10-09 → 2019-11-08
    New Albany, IN
    Wheeling, WV
    New Albany, IN
  • 2018-01-02 → 2018-03-30
    Bb&T Securities, Llc
    Birmingham, AL
    Franklin, TN
    Glasgow, KY
    Nashville, TN
    Bowling Green, KY
    Glasgow, KY
    Cave City, KY
    Charlotte, NC
    Bowling Green, KY
    Bowling Green, KY
    Bowling Green, KY
    Bowling Green, KY
    Bowling Green, KY
    Russellville, KY
  • 2015-03-05 → 2018-01-02
    Bb&T Investment Services, Inc.
    Cave City, KY
    Glasgow, KY
    Louisville, KY
    Charlotte, NC
    Bowling Green, KY
    Bowling Green, KY
    Bowling Green, KY
    Bowling Green, KY
    Bowling Green, KY
    Bowling Green, KY
    Bowling Green, KY
    Russellville, KY
    Franklin, TN
    Nashville, TN
    Glasgow, KY
    Homewood, AL
    Franklin, TN
    Glasgow, KY
    Nashville, TN
    Bowling Green, KY
    Glasgow, KY
    Cave City, KY
    Bowling Green, KY
  • 2012-08-06 → 2015-03-11
    Lexington, KY
    Lexington, KY
  • 2010-02-08 → 2012-07-27
    Smyrna, TN
    Maryland Heights, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-31
  • S66 Uniform Combined State Law Examination
    2025-07-31

View on SEC IAPD

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