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Christopher John Austin

J.P. Morgan Securities LLC

Sterling Heights, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-11-10
TX RA APPROVED_RES 2015-11-10
  • MI RA
    APPROVED
    Since 2015-11-10
  • TX RA
    APPROVED_RES
    Since 2015-11-10

Branch Locations

33051 Schoenherr Rd, Sterling Heights, MI 48312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sterling Heights MI 12/2009 Present
J.P. Morgan Securities Llc Sterling Heights MI 10/2012 Present
  • 12/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Sterling Heights, MI
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Sterling Heights, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-26
S63 Uniform Securities Agent State Law Examination 2010-01-20
  • S66 Uniform Combined State Law Examination
    2015-10-26
  • S63 Uniform Securities Agent State Law Examination
    2010-01-20
Other Names
  • Christopher J Austin

View on SEC IAPD

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Other Offices

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PNC WEALTH MANAGEMENT LLC · SHELBY TWP, MI
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Shleby Township, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Shelby Township, MI
THE FIDUCIARY ALLIANCE · STERLING HEIGHTS, MI
THRIVENT INVESTMENT MANAGEMENT INC. · STERLING HEIGHTS, MI
OSAIC WEALTH, INC. · STERLING HEIGHTS, MI

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