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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wbi Investments | Red Bank | NJ | 04/2013 | 08/2020 |
| Quasar Distributors, Llc | Milwaukee | WI | 05/2013 | 12/2016 |
| Foreside Fund Services, Llc | Red Bank | NJ | 01/2017 | 12/2019 |
| Millington Securities, Inc. | Red Bank | NJ | 01/2020 | 08/2020 |
| Prudential Investment Management Services Llc | Newark | NJ | 08/2020 | Present |
| Pgim Investments,Llc | Newark | NJ | 08/2020 | Present |
| Pgim Investments,Llc | Newark | NJ | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-02 |
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